Senior Compliance and Risk Management Specialist
Open to offersNew to PlatformAlex S. is an accomplished Compliance Professional with extensive experience in the insurance industry, specializing in Sales Compliance, Market Conduct, and Ethics Training. He possesses robust expertise in Regulatory Compliance, Risk Management, and Anti-Fraud measures, bolstered by FLMI and ACS certifications from LOMA U.S.A. As a Compliance Officer at Egan-Jones Rating Company, Alex identifies and recommends improvements to internal controls, ensuring adherence to regulations. Previously, at CBRE GWS, he was pivotal in orchestrating compliance audits and formulating department policies. His tenure at FWD Life Insurance saw him adeptly manage market misconduct cases and spearhead compliance training initiatives. Additionally, Alex has honed his skills as a Senior Compliance Training Officer at AIA Philippines, where he led compliance policy training for staff. Alex's educational background is a Bachelor of Science in Commerce with a major in Accounting from Far Eastern University, further reinforcing his capabilities in the field.
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