Angela A.

I've spent 15+ years supporting Australian financial advice practices, mainly preparing Statements of Advice, Records of Advice, and compliance documentation under the Corporations Act 2001 and AML/CTF regulations. Alongside that, I have a Juris Doctor and AML compliance background, so I'm comfortable with financial services, compliance, contracts, or legal support work. Documentation accuracy matters a lot in this field, since small errors can create compliance issues — that's something I pay close attention to. I'm also used to working remotely with Australian and international clients, so I'm comfortable managing deadlines and communicating clearly across time zones. I'd welcome the chance to bring that experience to your team, and I'm happy to start with a small task or trial if that helps you feel confident in the fit.

• Senior Paraplanner (Remote) — Compliance & Advice Documentation

  New South Wales, Australia · 2023 — Present
  • Draft and quality-check legally binding financial advice documents (Statements of Advice / Records of Advice), ensuring adherence to the Corporations Act 2001 and Best Interests Duty obligations. • Apply regulatory and compliance review skills to verify that client recommendations meet statutory disclosure and suitability requirements before sign-off.

• AML Compliance Specialist

  Vantage Financial Corporation · 2013 — 2015
  • Conducted anti-money laundering compliance reviews, transaction monitoring and case escalation in line with AML/CTF regulatory requirements. • Applied regulatory frameworks and internal policy to assess and document suspicious activity and compliance risk.

• Advanced Diploma in Paraplanning

  International Institute of Technology, Australia · 2021 — 2023
• Diploma in Financial Planning

  Monarch Institute, Australia · — — 2013
• Juris Doctor

  Philippine Law School · — — 2009