Kate D.
Mid-Level KYC/AML Quality Control Analyst
Open to offersNew to PlatformAbout
Kate D. is an accomplished Quality Control Analyst specializing in KYC - AML processes, based in Metro Manila, Philippines. She possesses a robust background in compliance, having served at Genpact, LLC, where she meticulously performed independent quality reviews of KYC cases to ensure compliance with AML/CFT regulations. Her expertise includes assessing analyst decisions on sanctions and adverse media screening and identifying control gaps to provide feedback for process improvements. Kate efficiently collaborated with Learning & Development teams to enhance training materials. Prior to this role, she worked as an analyst conducting screening against global sanctions and PEP lists, and she served as a Subject Matter Expert to foster knowledge sharing among peers. Her educational foundation in accountancy complements her proficiency in technical tools such as Microsoft Excel and screening software like Refinitiv World-Check. Kate’s professional growth is further evidenced by her Green Belt Certification in Lean Six Sigma and her AML/KYC Practitioner certification.
Experience
AML - KYC Quality Control
Genpact, LLC · 2022 — 2026Conducted independent quality reviews of completed KYC cases to verify adherence to AML/CFT regulations and internal guidelines. Evaluated analyst decisions related to sanctions, PEP, and adverse media screening for accuracy and risk alignment. Identified gaps in controls and process inefficiencies, offering structured feedback to operations and training teams. Partnered with Learning & Development to refine training materials and uplift analyst performance. Monitored quality metrics to aid continuous improvement efforts, reviewed high-risk customer profiles against sanctions exposure, and ensured proper documentation and audit readiness.AML - KYC Analyst
Genpact, LLC · 2022 — 2022Performed name screening of customers and transactions against global sanctions, PEP, and watchlists. Investigated alerts and conducted risk-based analyses to distinguish true matches from false positives. Carried out enhanced due diligence on high-risk individuals and entities using screening tools such as Refinitiv World-Check, LexisNexis, and Dow Jones. Conducted Customer/Sanctions Intelligence (CSI) research to enrich profiles, evaluated adverse media for potential risks, and maintained accurate documentation in compliance systems. Followed internal procedures to escalate potential sanctions and high-risk matches and acted as a Subject Matter Expert, providing guidance to new analysts.Accounting Staff
Bestread Trading and Services Inc. · 2020 — 2021Oversaw daily financial transactions, identifying discrepancies for review. Assisted in month-end closing procedures including data collection and account verification. Coordinated with various internal departments on billing concerns, payment tracking, and documentation needs. Ensured adherence to company policies and basic accounting practices, and engaged in data entry and updates on accounting systems such as Microsoft Excel.
Skills & Expertise
Education
- Bachelor of Science in AccountancyPhilippine Christian University - Dasma Campus · 2018 — 2022
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