Parminder K.
Mid-Level Financial Services Internal Auditor
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Parminder K. is a semi-qualified Chartered Accountant with over 12 years of experience in the financial services and consulting sectors, specializing in internal audit, risk management, and regulatory compliance. At General Mills India Private Limited, she conducted comprehensive internal audits, monitored governance adherence, and led cross-functional collaborations to enhance compliance frameworks. While at PricewaterhouseCoopers, she formulated exit planning strategies for material outsourcing, ensuring alignment with UK PRA and EBA regulations. At Sharekhan Limited, she was responsible for rigorous RCSA control testing and risk assessments, focusing on operational and compliance risks. Earlier, with Vishal B. Srivastava & Associates, she managed statutory and tax audits and prepared regulatory documentation for private companies. Proficient in Microsoft Excel, Tally, and ERP systems, Parminder K. delivers actionable insights and robust financial reporting across multinational environments.
Experience
Financial Analyst, Global Quality & Risk
General Mills India Private Limited, Mumbai · 2024 — 2025Executed comprehensive internal audits of financial and operational processes to assess compliance with established policies, standards, and regulatory requirements within financial shared services. Collected and reviewed financial representation letters to confirm accuracy and adherence to reporting standards. Administered compliance programs to uphold governance standards and promote accountability. Maintained vigilance over internal financial policies, regulations, and industry standards, identifying areas for improvement and risk mitigation. Worked with cross-functional teams to refine audit strategies, and developed staff training sessions on compliance requirements using tools such as Microsoft Excel and Tally. Prepared audit reports for senior management to support decision-making and planning.Associate 2, Compliance
Pricewaterhousecoopers Service Delivery Center Private Limited, Kolkata · 2022 — 2024Formulated exit planning strategies for clients regarding material outsourcing suppliers, ensuring alignment with UK regulations including PRA and EBA. Conducted reviews of exit plans against PRA’s Supervisory Statement on outsourcing and third-party risk management. Facilitated workshops with business stakeholders to support exit planning processes. Identified process gaps, recommended improvements, and reviewed client documentation to strengthen supplier relationships. Developed execution plans with defined milestones and participated in risk assessments for outsourcing decisions.Deputy Manager, Operational Risk & Permanent Control
Sharekhan Limited, Mumbai · 2018 — 2021Led testing of controls as part of Risk and Control Assessment (RCSA) activities, including drafting test plans and executing control tests. Collaborated with business units on full-scope RCSAs, covering categorization of Basel accord risks, and evaluation of inherent and residual risks with process improvement recommendations. Supported annual risk assessments for Financial, Legal, and Compliance risks, and contributed to departmental policy maintenance. Performed risk assessments for outsourced processes and executed control tests assigned by BNP Paribas group of companies. Assisted in product risk analyses to ensure regulatory alignment and engaged with stakeholders to promote risk management practices.Auditor & Accountant
Vishal B. Srivastava & Associates Chartered Accountants · 2012 — 2018Conducted statutory and tax audits for private limited companies, focusing on regulatory compliance and financial transparency. Performed internal audits to confirm proper maintenance of books of accounts in relation to statutory dues and returns. Prepared, analyzed, and interpreted financial records and statements, as well as notes to accounts. Assisted clients with tax calculations and filings, encompassing Income Tax, VAT/CST, TDS, Service Tax, and Professional Tax Returns. Supported documentation for assessment proceedings and facilitated incorporation processes for private limited companies, including name approval, DIN application, and annual returns preparation.
Skills & Expertise
Education
- Post Graduate Diploma in Management [PGDM] (Finance)Welingkar Institute of Management Development & Research, Mumbai, India · 2022 — 2024
- Masters in CommerceMumbai University, Mumbai · 2012 — 2014
- Semi Qualified Chartered AccountantIndian Institute of Chartered Accountant, Mumbai · — — 2011
- Bachelor of Commerce in (Accounts & Finance)Mumbai University, Mumbai · 2008 — 2011
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